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Case Studies

Psychology behind facial recognition

by Mark Rowe

Use of interactive rotating images could help to reduce errors in facial recognition scenarios such as border control, police investigations and passport processing, according to an academic study.

Checking photo ID is necessary for verifying identity, for people to cross borders, buy age-restricted goods, and access services. Similarly, CCTV identification relies on matching footage to faces of suspects. However, the error rate when matching faces can be high, even among practitioners such as passport checkers, and incorrect decisions may have serious consequences. Hence psychologists at Nottingham Trent University (NTU), University of Birmingham and the University of Greenwich in the UK and in Australia the University of New South Wales in Sydney, have trialled a new viewing procedure that provides the user with an interactive image that they can rotate to different orientations.

As part of the study, published in the British Journal of Psychology, more than 650 people were separated into โ€˜typicalโ€™ and โ€˜superiorโ€™ face recognisers, based on their results from previous experiments. In each trial, participants were asked to decide whether two photographs featured the same person. One of these images was a Facebook profile picture, and the other was either a static face or an interactive image.

The results show that the interactive procedure reliably improved face matching accuracy for both sets of participants. The procedure also improves accuracy when image quality is low, for example as it might be in CCTV footage: accuracy was higher using the interactive procedure, even when the Facebook profile image was pixelated.

Dr Harriet Smith, independent research fellow in Psychology at NTUโ€™s School of Social Sciences, was lead author. She said: โ€œWhen viewing an image of someoneโ€™s face who you donโ€™t know, you have no knowledge of the personโ€™s 3D facial structure, or how their face might appear from different viewpoints. This can lead to a higher rate of error when attempting to match faces.

โ€œWe already know that some people find it easier to recognise faces than others, but both groups showed an improvement when using the interactive software and being able to move a face from side to side. These findings suggest that providing visual information about how a face looks from different viewpoints reduces human error, which has implications for any context where photo ID is used for identity verification, such as passport processing, border control, surveillance, and CCTV.

โ€œSuper recognisers are people with exceptional face recognition ability. While this skill is rare, some police forces now deploy such people to identification roles to try and mitigate the risk of incorrect face matching decisions. Our results suggest that this risk can be minimised further by using the interactive procedure.โ€

Dr Heather Flowe from the University of Birmingham’s School of Psychology, said: โ€œWe have designed the system with law enforcement stakeholders. It can be integrated into existing police systems. Our approach is low cost and straight forward to implement. By engineering the software in this way, we have eliminated significant costs and barriers to adoption to improve forensic capability in the UK.โ€

And Dr Melissa Colloff from Birmingham’s School of Psychology said: โ€œOur ongoing work suggests that the interactive face recognition software is potentially advantageous across a number of forensic face tasks, including identification in US police line-ups.โ€

For the article, Performance of typical and superior face recognizers on a novel interactive face matching procedure, visit https://bpspsychub.onlinelibrary.wiley.com/doi/10.1111/bjop.12499.

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