The Financial Services Authority is giving an hour and a half presentation on Thursday, September 8 about the findings of the FSA’s recent anti-money laundering thematic review on banks’ management of high money-laundering risk situations. The financial services regulator will go through some case studies and examples of good and poor practice.
The regulator will also discuss Financial crime: A guide for firms, its proposed industry guidance which is undergoing consultation.
The event is chaired by James London, Manager, Financial Crime Policy and Risk; and the speakers are Rob Gruppetta, Manager, Financial Crime Operations; and Kate Higginson, Financial Crime Policy and Risk.
The event is aimed at compliance practitioners such as MLROs (money laundering reporting officers), compliance managers and analysts, key stakeholders in trade bodies, and other professional groups practicing in financial crime-related areas.
Timings
16.30 – Registration
17.00 – Start
18.30 – Close followed by networking reception
The event location is the Financial Services Authority, 25 The North Colonnade, Canary Wharf, E14 5HS.
